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United States

Developing Future Action Plans (US0112)

Overview

At-a-Glance

Action Plan: United States Action Plan 2019-2021

Action Plan Cycle: 2019

Status: Active

Institutions

Lead Institution: NA

Support Institution(s): NA

Policy Areas

Public Participation

IRM Review

IRM Report: United States Design Report 2019-2021

Starred: Pending IRM Review

Early Results: Pending IRM Review

Design i

Verifiable: Yes

Relevant to OGP Values: Civic Participation

Potential Impact:

Implementation i

Completion: Pending IRM Review

Description

Expand Public Participation in Developing Future U.S. National Action Plans Citizen engagement and public participation are among the most important elements of the NAP cocreation process. During the development of this NAP4, everyday Americans provided some of the most thoughtful and engaging ideas. As we begin to contemplate a fifth national action plan, we will prioritize including a more geographically diverse and diffuse representation of citizen stakeholders in the development of the document. We will aim to conduct a series of consultation sessions, in-person meetings, and livestreamed discussions around the country to generate ideas, encourage public input, and engage in conversations with the most important stakeholder – the American public.

IRM Midterm Status Summary

8. Expand Public Participation in Developing Future U.S. National Action Plans

Main Objective

“Expand Public Participation in Developing Future U.S. National Action Plans”

Milestones

“Prioritize including a more geographically diverse and diffuse representation of citizen stakeholders in the development of the document.”

“Aim to conduct a series of consultation sessions, in-person meetings, and livestreamed discussions around the country to generate ideas, encourage public input, and engage in conversations with the… American public.”

Editorial Note: For the complete text of this commitment, please see the United States’ action plan at: https://open.usa.gov/assets/files/NAP4-fourth-open-government-national-action-plan.pdf.

IRM Design Report Assessment

Verifiable:

Yes

Relevant:

Yes

Public participation

Potential impact:

Minor

Commitment analysis

This commitment will expand public participation in developing future national action plans, particularly the fifth NAP (NAP5). Citizen involvement in co-creating NAPS is integral to countries’ efforts to open government. The commitment will incorporate a more geographically diverse and “diffuse” set of stakeholders into the co-creation process via consultation sessions, in-person meetings, and livestreamed discussion.

OGP’s Articles of Governance require OGP members develop NAPs “through a multistakeholder process, with the active engagement of citizens and civil society.” The OGP Participation and Co-Creation Standards “support participation and co-creation at all stages of the OGP cycle.” [103] During the NAP creation process, the Standards stipulate that participating governments or the responsible multistakeholder forum [104] should publish the process for developing the NAP, including opportunities for public involvement and the process by which the NAP is finalized; provide opportunities for stakeholders’ participation in the NAP design; and provide stakeholders with sufficient information on the NAP/OGP process to be informed participants. [105] “The collaboration of citizens, civil society, political and official champions and other stakeholders is essential to developing, securing and implementing lasting open government reforms.” [106]

The commitment is relevant to the OGP value of civic participation by nature of its emphasis on expanding public participation in the NAP co-creation process.

With respect to civil society, the commitment’s aim of expanding public participation in the NAP co-creation process broadly resonates with comments made by stakeholders during NAP4’s co-creation. Alex Howard (Demand Progress Education Fund) [107] notes that NAP4’s “final objective, which is aimed at improving ‘Public Participation in Developing Future U.S. National Action Plans,’ is painfully ironic, given how little effort at public engagement the Trump White House and federal agencies made over the past two years.” [108] Anonymous sources with knowledge about the NAP4 co-creation process broadly agreed, highlighting the relatively small number of co-creation events, the relatively non-iterative nature of the co-creation process following the GSA event on 8 September 2017 (see Section 3.2), and disagreement over the scope of public engagement on NAP4. Interviewees further affirmed that some civil society stakeholders declined to participate in the NAP4 co-creation due to concerns about the Trump administration’s commitment to public accountability, and that their participation would imply tacit support. [109]

The IRM researcher assesses that the commitment has a minor potential impact owing largely to the lack of specificity in the commitment text, specifically surrounding the scope of geographical expansion of the co-creation process as well as the scope of the consultation activities envisioned (i.e., number, frequency, depth of opportunities for public participation, etc.). The commitment also neglects to specify what is meant by “diffuse” representation of citizen stakeholders beyond geography. All co-creation events for NAP4 were hosted in Washington, DC (see Section 3), albeit with some opportunities for remote participation via teleconference. [110] While expanding geographical participation in the co-creation process is therefore laudable, the lack of sufficient specificity surrounding the proposed expansion precludes a more substantial assessment of moderate potential impact.

[103] Open Government Partnership, OGP Participation and Co-Creation Standards (2017), https://www.opengovpartnership.org/wp-content/uploads/2019/07/OGP_Participation-Cocreation-Standards20170207.pdf.
[104] The multistakeholder forum is intended to “enable regular multi-stakeholder consultation on OGP implementation.” Open Government Partnership, “Multistakeholder Forums” (accessed 10 Mar. 2020), https://www.opengovpartnership.org/multistakeholder-forums/.
[105] Open Government Partnership, OGP Participation and Co-Creation Standards at 10−11.
[106] Id. at 1.
[107] Demand Progress Education Fund: https://demandprogress.org/about/.
[108] Alex Howard, “After Years of Delays and Democratic Regression, USA Releases Weak Open Government Plan” (E Pluribus Unum, 22 Feb. 2019), https://e-pluribusunum.org/2019/02/22/after-years-of-delays-and-democratic-regression-usa-releases-weak-open-government-plan/.
[109] Anonymous, interviews by IRM researcher, May 2020.
[110] Individuals knowledgeable of the NAP4 co-creation process recalled that remote participation by teleconference was generally available per standard government practice. However, they could not recall if remote participation was offered at every NAP4 co-creation event, nor whether remote participation via videoconference was available. One interviewee suggested the latter was unlikely due to government security protocols. Id.

Commitments

  1. Federal Data Strategy

    US0105, 2019, E-Government

  2. Grants Accountability

    US0106, 2019, E-Government

  3. Public Access to Federally Funded Research

    US0107, 2019, Access to Information

  4. Workforce Data Standards

    US0108, 2019, E-Government

  5. Chief Data Officers

    US0109, 2019, Access to Information

  6. Open Data for Public Health

    US0110, 2019, Access to Information

  7. Enterprise Objective

    US0111, 2019, Capacity Building

  8. Developing Future Action Plans

    US0112, 2019, Public Participation

  9. Reconstitution of the USA.gov

    US0053, 2015, E-Government

  10. Accessibility of Government Information Online

    US0054, 2015, Marginalized Communities

  11. Access to Educational Resources

    US0055, 2015, Access to Information

  12. Public Listing of Every Address in the US

    US0056, 2015, Access to Information

  13. Informed Decisions About Higher Education.

    US0057, 2015, Access to Information

  14. New Authentication Tools to Protect Individual Privacy and Ensure That Personal Records Go Only to the Intended Recipients.

    US0058, 2015,

  15. Transparency of Open311

    US0059, 2015, E-Government

  16. Support Medicine Research Throught Opening up Relevant Data of the Field

    US0060, 2015, Access to Information

  17. Access to Workforce Data

    US0061, 2015, Access to Information

  18. Using Evidence and Concrete Data to Improve Public Service Delivery

    US0062, 2015, Capacity Building

  19. Expand Use of the Federal Infrastructure Permitting Dashboard

    US0063, 2015,

  20. Consolidation of Import and Export Systems

    US0064, 2015, E-Government

  21. Improving Government Records

    US0065, 2015, Access to Information

  22. Starred commitment Ammendments to FOIA

    US0066, 2015, Access to Information

  23. Streamline the Declassification Process

    US0067, 2015, Capacity Building

  24. Implement the Controlled Unclassified Information Program

    US0068, 2015, Access to Information

  25. Transparency of Privacy Programs and Practices

    US0069, 2015, Capacity Building

  26. Transparency of Federal Use of Investigative Technologies

    US0070, 2015, E-Government

  27. Increase Transparency of the Intelligence Community

    US0071, 2015, Access to Information

  28. Starred commitment Open Science Through Open Data

    US0072, 2015, Access to Information

  29. Open Data Portal

    US0073, 2015, E-Government

  30. Increase Transparency of Trade Policy and Negotiations

    US0074, 2015, E-Government

  31. Develop a Machine Readable Government Organizational Chart

    US0075, 2015, Access to Information

  32. Improving Public Participation

    US0076, 2015, Public Participation

  33. Expand Public Participation in the Development of Regulations

    US0077, 2015, Public Participation

  34. Civic Engagement in Decision-Making Processes

    US0078, 2015, Public Participation

  35. Open Mapping

    US0079, 2015, Access to Information

  36. Tracking OGP Implementation

    US0080, 2015, Public Participation

  37. Strengthening Whistleblower Protection

    US0081, 2015, Anti-Corruption

  38. Transparency of Legal Entities

    US0082, 2015, Anti-Corruption

  39. Extractive Industries Transparency

    US0083, 2015, Anti-Corruption

  40. Spending Transparency

    US0084, 2015, Access to Information

  41. Enhance the Use of U.S. Foreign Assistance Information

    US0085, 2015, Aid

  42. Participatory Budgets and Responsive Spending

    US0086, 2015, Fiscal Openness

  43. Expand Access to Justice to Promote Federal Programs

    US0087, 2015, Access to Justice

  44. Starred commitment Build Safer Communities with Police Open Data

    US0088, 2015, Access to Information

  45. Open Federal Data to Benefit Local Communities

    US0089, 2015, Access to Information

  46. Support the Municipal Data Network

    US0090, 2015, Access to Information

  47. Foster Data Ecosystems

    US0091, 2015, Capacity Building

  48. Extend Digital, Data-Driven Government to Federal Government’S Support for Communities

    US0092, 2015, Capacity Building

  49. Promote Implementation of SDGs

    US0093, 2015, Access to Information

  50. Starred commitment Promote Open Climate Data

    US0094, 2015, Access to Information

  51. Air Quality Data Available

    US0095, 2015, Access to Information

  52. Promote Food Security and Data Sharing for Agriculture and Nutrition

    US0096, 2015, Access to Information

  53. Promote Data Sharing About Global Preparedness for Epidemic Threats

    US0097, 2015, Capacity Building

  54. Promote Global Interconnectivity

    US0098, 2015, Aid

  55. Open Contracting

    US0099, 2015, Access to Information

  56. Harness the Data Revolution for Sustainable Development

    US0100, 2015, Access to Information

  57. Open Government to Support Global Sustainable Development

    US0101, 2015, Anti-Corruption

  58. Open Collaboration Onf the Arctic

    US0102, 2015, Environment and Climate

  59. Support Capacity Building for Extractives Transparency

    US0103, 2015, Anti-Corruption

  60. Support Responsible Investment and Business Practices for Companies

    US0104, 2015, Private Sector

  61. Improve Public Participation in Government

    US0027, 2013, Capacity Building

  62. Modernize Management of Government Records

    US0028, 2013, Records Management

  63. Modernize the Freedom of Information Act

    US0029, 2013, Access to Information

  64. Transform the Security Classification System

    US0030, 2013, Records Management

  65. Implement the Controlled Unclassified Information Program

    US0031, 2013, Security & Public Safety

  66. Increase Transparency of Foreign Intelligence Surveillance Activities

    US0032, 2013, Data Stewardship and Privacy

  67. Make Privacy Compliance Information More Accessible

    US0033, 2013, E-Government

  68. Support and Improve Agency Implementation of Open Government Plans

    US0034, 2013,

  69. Strengthen and Expand Whistleblower Protections for Government Personnel

    US0035, 2013, Anti-Corruption

  70. Increase Transparency of Legal Entities Formed in the United States

    US0036, 2013, Fiscal Openness

  71. Starred commitment Implement the Extractive Industries Transparency Initiative

    US0037, 2013, Access to Information

  72. Make Fossil Fuel Subsidies More Transparent

    US0038, 2013, Anti-Corruption

  73. Starred commitment Increase Transparency in Spending

    US0039, 2013, Access to Information

  74. Increase Transparency of Foreign Assistance

    US0040, 2013, Aid

  75. Continue to Improve Performance.Gov

    US0041, 2013, E-Government

  76. Consolidate Import and Export Systems to Curb Corruption

    US0042, 2013, Private Sector

  77. Promote Public Participation in Community Spending Decisions

    US0043, 2013, Fiscal Openness

  78. Expand Visa Sanctions to Combat Corruption

    US0044, 2013, Anti-Corruption

  79. Further Expand Public Participation in the Development of Regulations

    US0045, 2013, Capacity Building

  80. Open Data to the Public

    US0046, 2013, Access to Information

  81. Continue to Pilot Expert Networking Platforms

    US0047, 2013, Public Participation

  82. Reform Government Websites

    US0048, 2013, E-Government

  83. Promote Innovation Through Collaboration and Harness the Ingenuity of the American Public

    US0049, 2013, Capacity Building

  84. Promote Open Education to Increase Awareness and Engagement

    US0050, 2013, E-Government

  85. Deliver Government Services More Effectively Through Information Technology

    US0051, 2013, E-Government

  86. Increase Transparency in Spending

    US0052, 2013, Access to Information

  87. Reform Records Management

    US0001, 2011, Public Participation

  88. Lead a Multi-Agency Effort

    US0002, 2011, Capacity Building

  89. Monitor Agency Implementation of Plans

    US0003, 2011, Public Participation

  90. Provide Enforcement and Compliance Data Online

    US0004, 2011, Access to Information

  91. Advocate for Legislation Requiring Meaningful Disclosure

    US0005, 2011, Legislation & Regulation

  92. Apply Lessons from Recovery Act to Increate Spending Transparency

    US0006, 2011, Fiscal Openness

  93. Government-Wide Reporting Requirements for Foreign Aid

    US0007, 2011, Access to Information

  94. Use Performanc.Gov to Improve Government Performance and Accountability

    US0008, 2011, Public Participation

  95. Overhaul the Public Participation Interface on Regulations.Gov

    US0009, 2011, Legislation & Regulation

  96. Launch Expertnet

    US0010, 2011, E-Government

  97. Launch International Space Apps Competition

    US0011, 2011, E-Government

  98. Launch “We the People”

    US0012, 2011, E-petitions

  99. Open Source “We the People”

    US0013, 2011, E-petitions

  100. Develop Best Practices and Metrics for Public Participation

    US0014, 2011, Capacity Building

  101. Professionalize the FOIA Administration

    US0015, 2011, Access to Information

  102. Harness the Power of Technology

    US0016, 2011, Access to Information

  103. Advocate for Legislation on Whistleblower Protection

    US0017, 2011, Anti-Corruption

  104. Explore Executive Authority to Protect Whistleblowers

    US0018, 2011, Anti-Corruption

  105. Implement the EITI

    US0019, 2011, Anti-Corruption

  106. Partnership to Build on Recent Progress

    US0020, 2011, Anti-Corruption

  107. Promote Data.Gov to Spur Innovation Through Open Sourcing

    US0021, 2011, Access to Information

  108. Data.Gov: Foster Communities on Data.Gov

    US0022, 2011, Access to Information

  109. Begin Online National Dialogue with the American Public

    US0023, 2011, Public Participation

  110. Update Government-Wide Policies for Websites

    US0024, 2011, Public Participation

  111. Promote Smart Disclosure to Ensure Timely Release of Information

    US0025, 2011, Access to Information

  112. Publish Guidelines on Scientific Data

    US0026, 2011, Access to Information

Open Government Partnership